Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariana? Claim Your ProfileMariana Sabogal is a financial advisor who is currently registered with Baron Capital, Inc. She is also a registered representative with FINRA. Mariana has passed the Series 7TO, Series 66 and SIE exams. She is licensed to offer securities and investment advisory services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining Baron Capital, Inc. Mariana worked as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2023 - Present
Baron Capital, Inc. (NEW YORK NY)
DC
10/10/2022 - 07/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BOTH
Issued 11/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Mariana Sabogal is the right advisor for you? Invested Better is here to help.
