Unclaimed
Mariana Picans is a financial advisor who has been working in the industry since August 2013. Mariana is currently registered with UBS Financial Services Inc. in Denver, CO. Mariana has been with UBS Financial Services Inc. since January 2017. Previously, Mariana was registered with Oppenheimer & Co. Inc. in Miami, FL from November 2012 to April 2016. Mariana has passed the Series 66, Series 7, and SIE exams. Mariana is also a member of Friendly Fire Paper Ltd., a stationery company, where she contributes 20 hours a month.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
11/12/2018 - Present
UBS Financial Services Inc. (DENVER CO)
FL
11/16/2012 - 04/15/2016
OPPENHEIMER & CO. INC. (MIAMI FL)
BOTH
Issued 11/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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