Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariana? Claim Your ProfileMariana Ali is a financial advisor with over 14 years of experience in the financial services industry. Mariana holds the Series 7 and Series 66 licenses. Mariana currently works at UBS Financial Services Inc., a firm with over $700 billion in assets under management. Prior to joining UBS, Mariana was a financial advisor at WELLS FARGO CLEARING SERVICES, LLC and RBC CAPITAL MARKETS, LLC. Mariana specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/13/2021 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/02/2020 - 05/11/2021
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
06/02/2014 - 06/09/2020
RBC CAPITAL MARKETS, LLC (NORWELL MA)
MA
02/28/2007 - 06/11/2014
UBS FINANCIAL SERVICES INC. (BOSTON MA)
BOTH
Issued 08/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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