Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariana? Claim Your ProfileMariana Ruiz-posada is a financial advisor who has been in the industry since 1999. Mariana is currently registered with MML Investors Services, LLC and is licensed to provide investment advice in Texas. Mariana has previously worked with Northwestern Mutual Investment Services, LLC and Foresters Equity Services, Inc. Mariana holds several licenses and certifications, including Series 6, Series 63, Series 26, and Series 65 licenses. Mariana has a strong track record of success in the financial services industry, and is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
10/18/2021 - Present
MML Investors Services, LLC (HOUSTON TX)
TX
09/08/2003 - 05/01/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
CA
12/24/1998 - 08/22/2003
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
IA
Issued 10/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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