Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariana? Claim Your ProfileMariana Chu is a financial advisor with Stifel, Nicolaus & Company, Inc. Mariana has been in the industry since 2012 and holds several licenses including Series 7, 66, and 86. Mariana is a Registered Representative of Stifel, Nicolaus & Company, Inc. and a Registered Investment Advisor Representative of Stifel, Nicolaus & Company, Inc. Mariana is located in Bellevue, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/22/2017 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
01/03/2011 - 01/24/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
11/10/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/08/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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