Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariana? Claim Your ProfileMariana Cardenas is a financial advisor currently working with UBS Financial Services Inc. in Coral Gables, FL. Mariana has been working in the financial industry since March 25, 2001. Mariana's previous employment includes BNP PARIBAS INVESTMENT SERVICES, LLC, WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Mariana specializes in a variety of areas including retirement, mutual funds, insurance, stocks, and bonds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/15/2011 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
04/25/2006 - 03/23/2010
BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)
MO
07/01/2003 - 04/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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