Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marian? Claim Your ProfileMarian Martin Deering is a financial advisor with over 20 years of experience in the industry. Marian has a strong background in providing financial advice to individuals, families, and businesses. She has been registered with the Securities and Exchange Commission (SEC) since 1999 and currently holds Series 7, 9, 10, 63, and 65 licenses. Marian is also a Certified Financial Planner (CFP®). Marian's experience includes working with UBS Financial Services Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Currently, Marian is associated with Commonwealth Financial Network. Marian is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/26/2020 - Present
Commonwealth Financial Network (Monterey CA)
CA
09/01/2011 - 11/03/2020
UBS FINANCIAL SERVICES INC. (CARMEL CA)
CA
06/01/2009 - 09/22/2011
MORGAN STANLEY SMITH BARNEY (SALINAS CA)
CA
08/19/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALINAS CA)
IA
Issued 08/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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