Unclaimed
Marian Bernadette Tooher is a financial advisor with Canaccord Genuity LLC. Marian has been in the financial industry since May 13, 2013. Marian is registered with FINRA and is a Registered Representative. Marian holds the following securities licenses: Series 37, Series 16, Series 87, and SIE. Marian is also a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/14/2013 - Present
Canaccord Genuity LLC (NEW YORK NY)
BC
Issued 07/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2020
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/13/2013
Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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