Unclaimed
Mariam Haqqie is a registered representative with Foreside Fund Services, LLC, who is active in both the Broker/Dealer and Investment Advisor (IA) space. Mariam has been in the financial industry since 2013 and holds a Series 66 license. In addition, Mariam holds the SIE and Series 7 licenses. Mariam is registered in 53 states, including Alabama, Alaska, and Arizona. Mariam's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2024 - Present
Foreside Fund Services, LLC (NEW YORK NY)
NY
08/12/2013 - 04/02/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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