Unclaimed
Mariah Riley Horn is a financial advisor with Charles Schwab & Co., Inc. in Austin, TX. Mariah has been a Registered Representative since 2000. Mariah has experience at several firms including Kestra Investment Services, LLC, NFP Securities, Inc., Chase Investment Services Corp. and American Express Financial Advisors Inc. Mariah is registered in the state of Texas to provide investment advice and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
08/02/2018 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
12/23/2015 - 04/11/2018
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
06/23/2014 - 01/19/2016
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
08/11/2003 - 01/06/2014
NFP SECURITIES, INC. (AUSTIN TX)
IL
01/24/2003 - 08/20/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
01/12/2001 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
07/24/2000 - 11/02/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/24/2000 - 11/02/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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