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Mariaesther Moncada

PNC Capital Markets LLC

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About Mariaesther Moncada

Mariaesther Moncada is a financial professional with a focus on securities. Mariaesther has been in the industry since 2021 and is currently registered with PNC Capital Markets LLC. Mariaesther holds the Series 63, Series 7TO and SIE licenses and is registered in California. Before joining PNC Capital Markets LLC, Mariaesther worked at BOFA SECURITIES, INC.

Firm Information

Mariaesther Moncada is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mariaesther Moncada’s Registration & Firm History

CA

05/08/2024 - Present

PNC Capital Markets LLC (Los Angeles CA)

CA

04/28/2021 - 04/18/2024

BOFA SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mariaesther Moncada.
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