Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Simon is a financial advisor with over 20 years of experience in the industry. Maria is currently registered with Ameriprise Financial Services, LLC and is located in Rye Brook, NY. Prior to joining Ameriprise Financial Services, LLC, Maria worked with MML Investors Services, LLC and Ameriprise Financial Services, Inc. Maria holds several industry licenses and certifications including Series 7, Series 63, Series 24, Series 51, Series 52, Series 53, Series 4, Series 65, and SIE. Maria is committed to providing comprehensive financial planning and investment management services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/18/2021 - Present
Ameriprise Financial Services, LLC (RYE BROOK NY)
NY
06/09/2010 - 03/29/2017
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NJ
05/31/2000 - 12/21/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
MN
04/30/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 07/24/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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