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Maria V Robles

Thinkequity LLC

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About Maria V Robles

Maria Robles is an active representative with Thinkequity LLC. Maria has been in the industry since September 12, 2014. Maria's previous experience includes positions at Joseph Gunnar & Co. LLC and AEGIS CAPITAL CORP. Maria holds the Series 11 exam.

Firm Information

Maria Robles is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Robles’s Registration & Firm History

NY

04/20/2018 - Present

Thinkequity LLC (NEW YORK NY)

NY

09/10/2015 - 03/22/2018

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

08/15/2014 - 10/06/2015

AEGIS CAPITAL CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2014

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maria V Robles.
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