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Maria Teresa Magallon

Vanguard Marketing Corp.

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About Maria Teresa Magallon

Maria Teresa Magallon is a financial advisor with Vanguard Marketing Corp., located in Scottsdale, AZ. Maria has been in the financial services industry since November 8, 2009. Maria holds Series 6, 7TO, and SIE licenses. Maria is registered in 53 states and is also FINRA registered. Previously, Maria was employed with J.P. MORGAN SECURITIES LLC, BBVA SECURITIES INC., CHASE INVESTMENT SERVICES CORP., and WAMU INVESTMENTS, INC.

Firm Information

Maria Magallon is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Magallon’s Registration & Firm History

AZ

07/11/2024 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

04/06/2023 - 04/20/2024

J.P. MORGAN SECURITIES LLC (Tempe AZ)

AZ

10/03/2017 - 03/30/2021

BBVA SECURITIES INC. (PHOENIX AZ)

AZ

10/01/2012 - 06/09/2014

J.P. MORGAN SECURITIES LLC (GLENDALE AZ)

AZ

05/02/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (GOODYEAR AZ)

AZ

04/21/2004 - 05/02/2009

WAMU INVESTMENTS, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 04/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Teresa Magallon.
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