Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Teresa Germano-alessi is a registered representative with Henley & Co. LLC in Uniondale, NY. Maria has been in the securities industry since June 28, 2004. Maria holds the Series 63, 7, 14, 24, 79TO and 99TO securities licenses. Maria has been registered with Henley & Co. LLC since February 8, 2005. Prior to joining Henley & Co. LLC, Maria was a registered representative with Raymond James Financial Services, Inc. in St. Petersburg, FL. Maria has a strong background in the securities industry and is dedicated to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/08/2005 - Present
Henley & Co. LLC (UNIONDALE NY)
FL
06/23/2004 - 02/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BC
Issued 08/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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