Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Caldwell is a securities professional with over 20 years of experience in the financial services industry. Maria is currently registered with Fidelity Brokerage Services LLC and is a licensed Series 7, 24, and 63 representative. Maria has been a licensed professional since 2001, and has extensive experience in a variety of investment products and services. Maria is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/20/2007 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/10/2001 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 07/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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