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Maria Ruiz-melendez

Tradeweb Direct LLC

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About Maria Ruiz-melendez

Maria Ruiz-melendez has been a registered representative in the securities industry since 1987 and has been associated with Tradeweb Direct LLC since September 2019. Previously, Maria was employed at Dealerweb Inc., Rafferty Capital Markets, LLC, J.J. Kenny Drake, Inc., and Morgan Stanley & Co., Incorporated. Maria is Series 7 and SIE licensed. Maria is registered with FINRA and the state of California.

Firm Information

Maria Ruiz-melendez is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Ruiz-melendez’s Registration & Firm History

NJ

09/06/2019 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

CA

10/11/2011 - 09/16/2019

DEALERWEB INC. (LOS ANGELES CA)

CA

03/11/2004 - 10/10/2011

RAFFERTY CAPITAL MARKETS, LLC (LOS ANGELES CA)

NY

08/14/1989 - 05/21/2004

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NY

10/22/1987 - 08/02/1989

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Ruiz-melendez.
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