Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Rose Montgomery is a financial advisor with Fidelity Brokerage Services LLC. Maria has been in the industry since December 22, 1997. Maria holds Series 7, 9, 10, 63, and 66 licenses and has been registered with FINRA since December 23, 1997. Maria is currently registered with Fidelity Brokerage Services LLC and is active in the securities industry. The advisor’s office is located in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
12/23/1997 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BOTH
Issued 05/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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