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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Laviola is a registered representative with Morgan Stanley. Maria Laviola is also an Investment Advisor Representative and has been active in the industry since March 19, 2013. Maria Laviola has been registered with Morgan Stanley since February 2014. Maria Laviola has a Series 6, Series 7 and Series 66 license and is registered with the state of Texas and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
02/24/2020 - Present
Morgan Stanley (New Haven CT)
CT
11/20/2013 - 01/13/2014
DAVID LERNER ASSOCIATES, INC. (WESTPORT CT)
NA
12/15/1992 - 10/07/1993
SHAWMUT BROKERAGE, INC.
BOTH
Issued 05/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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