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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria regina? Claim Your ProfileMaria regina T Cruz is a registered investment advisor representative with TLG Advisors, Inc. Maria regina T Cruz has been in the industry since 2010. Maria regina T Cruz holds several licenses, including Series 4, Series 7, Series 24, and Series 66. Prior to joining TLG Advisors, Inc., Maria regina T Cruz was employed by several firms including Triad Advisors, Inc., National Planning Corporation, Financial Network Investment Corporation, Chase Investment Services Corp., and WAMU Investments, Inc. Maria regina T Cruz is registered to provide investment advisory services in the state of California, Kansas and other jurisdictions. Maria regina T Cruz provides financial planning, pension consulting, educational seminars, portfolio management for individuals, businesses and pooled investment vehicles, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/01/2022 - Present
TLG Advisors, Inc. (LITTLETON CO)
MI
12/01/2011 - 12/31/2016
TRIAD ADVISORS, INC. (PORTAGE MI)
CA
04/05/2011 - 11/10/2011
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
11/17/2010 - 03/28/2011
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
10/28/2009 - 07/21/2010
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
CA
05/02/2009 - 05/27/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
12/12/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2009
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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