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Maria Prato

PFS Investments Inc.

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About Maria Prato

Maria Prato is a financial advisor with PFS Investments Inc. located in Miami, Florida. Maria has been in the industry since 2002 and has experience with PFS Investments Inc., Synergy Investment Group, LLC, ITradeDirect.com Corp, Sterling Financial Investment Group, Inc., Joseph Charles & Assoc., Inc., RM Stark & Co Inc., LH Ross & Company, Inc., Paragon Capital Corporation, and Chatfield Dean & Co., Inc.. Maria is registered with FINRA and the state of Florida.

Firm Information

Maria Prato is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maria Prato’s Registration & Firm History

FL

10/23/2013 - Present

PFS Investments Inc. (MIAMI FL)

FL

05/27/2009 - 10/23/2013

PFS INVESTMENTS INC. (MIAMI FL)

FL

10/19/2005 - 04/24/2007

SYNERGY INVESTMENT GROUP, LLC (SUNRISE FL)

FL

04/11/2001 - 11/20/2003

ITRADEDIRECT.COM CORP (BOCA RATON FL)

FL

11/20/2000 - 04/10/2001

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

10/13/1999 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

FL

04/11/1997 - 10/21/1997

RM STARK & CO INC. (LAKE WORTH BEACH FL)

FL

11/22/1996 - 02/11/1997

LH ROSS & COMPANY, INC. (BOCA RATON FL)

NJ

05/25/1994 - 12/02/1994

PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)

CO

06/09/1993 - 08/19/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 07/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maria Prato. Review regulatory record here.
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