Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Potter is a financial advisor with Charles Schwab & Co., Inc. located in Corte Madera, CA. Maria has over 20 years of experience in the financial services industry. Maria is registered to provide investment advice in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
03/09/2015 - Present
Charles Schwab & CO., Inc. (Corte Madera CA)
CT
06/07/2001 - 06/27/2002
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
10/09/2000 - 11/14/2000
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
CT
10/08/1998 - 06/29/2000
ADVEST, INC. (HARTFORD CT)
NY
04/23/1997 - 09/14/1998
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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