Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Paula Ruiz leal is a financial professional registered with Fidelity Brokerage Services LLC. Maria is registered with the state of Rhode Island and has been in the industry since 2019. Maria has passed the Series 7TO, SIE, and Series 63 exams. Before joining Fidelity Brokerage Services LLC, Maria worked for VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
10/07/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NC
10/04/2019 - 10/01/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 10/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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