Unclaimed
Maria Yanez is a registered investment advisor representative with Neuberger Berman BD LLC. Maria has been in the industry since 1996. Maria holds the Series 63, Series 7, and SIE licenses. Maria has been registered in New York since 1996. She is also registered in Florida, Illinois, Massachusetts, New Jersey, Oregon, Pennsylvania, Texas, Virginia, California, Connecticut, District of Columbia, and New Mexico. Maria has been with Neuberger Berman BD LLC since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
07/12/1996 - 11/25/1996
NEUBERGER & BERMAN, LLC
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Maria Yanez is the right advisor for you? Invested Better is here to help.