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Maria Patricia Tipton

KCD Financial, Inc.

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About Maria Patricia Tipton

Maria Tipton is a financial advisor who has been in the industry since 1988. She holds Series 6, 7, 63, and 65 licenses, and the SIE. Maria has experience with a variety of investments and can help you with your financial planning needs. She is currently registered with KCD Financial, Inc., which has a total of 697 accounts under management and $175,100,000 in regulatory assets. KCD Financial, Inc. primarily serves high-net-worth individuals and other individuals. Maria can help you with your financial planning, selection of other advisors, and portfolio management.

Firm Information

Maria Tipton is currently registered with KCD Financial, Inc.. KCD Financial, Inc. is a Corporation headquartered in GREEN BAY, WI. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They serve high net worth individuals and individuals other than high net worth. The firm has been in operation since 2003-05-19 and has approximately 175,100,000 in assets under management.
KCD Financial, Inc.

3061 ALLIED STREET

GREEN BAY, WI 54304

$175.10M

Assets Under Management

30

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A portion of fees paid to 3rd party advisors

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Maria Tipton’s Registration & Firm History

WI

11/26/2012 - Present

KCD Financial, Inc. (Green Bay WI)

IL

12/09/1986 - 07/26/2011

PRUCO SECURITIES, LLC. (ROSEMONT IL)

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Licenses & Designations

IA

Issued 08/13/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1998

Series 7 - General Securities Representative Examination

BC

Issued 12/08/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maria Patricia Tipton. Review regulatory record here.
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