Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Pappas is a registered representative with Neuberger Berman BD LLC. Maria has been in the securities industry since March 2, 1978. Maria is licensed in 53 states and has a Series 7, Series 5, Series 63, Series 72, and SIE license. Maria also provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, on an ongoing basis. Prior to joining Neuberger Berman BD LLC, Maria was a registered representative with Loeb Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
08/19/1979 - 03/29/1984
NEUBERGER & BERMAN
NA
03/03/1978 - 09/20/1979
LOEB PARTNERS
BC
Issued 03/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1984
Series 5 - Interest Rate Options Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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