linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Maria Ortiz

NBC Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Maria? Claim Your Profile

About Maria Ortiz

Maria Ortiz is an investment advisor representative with NBC Securities, Inc. in Tampa, FL. Maria Ortiz has been in the securities industry since August 6, 2001. Maria Ortiz has passed the Series 66, Series 24, Series 99TO, SIE, and Series 7 exams. Maria Ortiz is registered with the states of Florida, Oregon, and Washington. Maria Ortiz was previously employed with JHS CAPITAL ADVISORS, LLC and GUNNALLEN FINANCIAL, INC.

Firm Information

Maria Ortiz is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Maria Ortiz’s Registration & Firm History

FL

03/02/2020 - Present

NBC Securities, Inc. (TAMPA FL)

FL

01/22/2010 - 07/22/2015

JHS CAPITAL ADVISORS, LLC (TAMPA FL)

FL

06/20/2001 - 02/02/2010

GUNNALLEN FINANCIAL, INC (TAMPA FL)

Not sure if Maria Ortiz is right for you?

Licenses & Designations

BOTH

Issued 12/08/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Ortiz.
Not sure if Maria Ortiz is right for you?