Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Babek is a securities professional with over 17 years of experience in the financial services industry. Maria has a Series 7, Series 55, Series 63, and Series 57TO licenses. She is currently registered with Capital ONE Securities, Inc. and holds a registration in Louisiana and New York. Previously, Maria was registered with DEUTSCHE BANK SECURITIES INC. from 2004 to 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/13/2021 - Present
Capital ONE Securities, Inc. (New York NY)
NY
08/06/2004 - 11/15/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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