Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Morhous is a financial advisor with over 30 years of experience in the industry. Maria is currently registered with Stifel, Nicolaus & Company, Inc. in New York, California and Texas. Maria has a wide range of experience, including serving high-net-worth individuals, corporations, charitable organizations, pension plans, and pooled investment vehicles. Before joining Stifel, Nicolaus & Company, Inc., Maria was a financial advisor with First Empire Securities, Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/22/2019 - Present
Stifel, Nicolaus & Company, Inc. (SOUTHAMPTON NY)
NY
04/27/1998 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (SOUTHAMPTON NY)
NY
04/29/1997 - 12/17/1997
TRIAD FINANCIAL INC. (HOLBROOK NY)
NY
04/07/1994 - 05/15/1995
HD BROUS & CO., INC. (GREAT NECK NY)
NY
07/03/1991 - 03/22/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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