Unclaimed
Maria Nicole Emanuel has been in the financial industry since June 13, 1999 and currently works for Truist Investment Services, Inc. in Atlanta, Georgia. Maria has a strong background in the financial services industry with a history of working with both SunTrust Investment Services, Inc. and Morgan Keegan & Company, Inc. Maria is a licensed General Securities Principal, Investment Company Products/Variable Contracts Principal, and has also obtained the Series 7, Series 6, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/15/2015 - Present
Truist Investment Services, Inc. (ATLANTA GA)
TN
10/01/2008 - 10/31/2014
SUNTRUST INVESTMENT SERVICES, INC. (MEMPHIS TN)
TN
10/18/2007 - 07/29/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
07/28/2004 - 06/05/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
04/14/2003 - 08/04/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
AL
10/03/2000 - 04/09/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
08/17/1999 - 07/12/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
TN
12/06/1993 - 05/31/1995
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 08/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/23/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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