Unclaimed
Maria Nichole Raab is an investment advisor representative at MM Ascend Life Investor Services, LLC, based in Cincinnati, OH. Maria Nichole Raab is currently registered with FINRA and has been in the industry since August 20, 2024. Maria Nichole Raab has passed the Series 6TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
08/21/2024 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 08/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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