Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Ermolova is a financial professional with extensive experience in the securities industry. Maria holds a variety of licenses and registrations, including Series 7, 24, 26, 28, 39, 63, and 79, as well as the SIE exam. Currently, Maria is registered with Weild & Co. and has previously worked at WELLS FARGO SECURITIES, LLC, XNERGY FINANCIAL LLC, and MID-MARKET SECURITIES, LLC. Maria has been in the industry since 2011 and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2023 - Present
Weild & Co. (NEW YORK NY)
NY
10/25/2021 - 08/16/2022
WELLS FARGO SECURITIES, LLC (New York NY)
CA
04/23/2015 - 10/15/2021
XNERGY FINANCIAL LLC (LOS ANGELES CA)
NY
12/05/2011 - 05/20/2013
MID-MARKET SECURITIES, LLC (MOUNT KISCO NY)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/30/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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