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Maria Margaret Tanner

Pensionmark Securities, LLC

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About Maria Margaret Tanner

Maria Margaret Tanner is a financial advisor who is currently registered with Pensionmark Securities, LLC in Santa Barbara, CA. Maria has been in the industry since 1991 and has held a variety of positions at different firms. She has a Series 7, Series 24, Series 4, and Series 63 license. Maria is registered to provide investment advisory services in California and Florida.

Firm Information

Maria Tanner is currently registered with Pensionmark Securities, LLC. Pensionmark Securities, LLC is a Limited Liability Company formed on April 22, 2016. The firm is registered with the SEC and in 46 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Tanner’s Registration & Firm History

CA

09/21/2021 - Present

Pensionmark Securities, LLC (SANTA BARBARA CA)

FL

05/15/2019 - 09/15/2021

IFP SECURITIES, LLC (TAMPA FL)

FL

06/29/2018 - 05/23/2019

LPL FINANCIAL LLC (TAMPA FL)

WI

02/29/2016 - 04/24/2018

INVEST FINANCIAL CORPORATION (APPLETON WI)

FL

07/16/2012 - 03/01/2016

CALTON & ASSOCIATES, INC. (TAMPA FL)

FL

06/30/2010 - 06/20/2012

BROOKSTONE SECURITIES, INC. (LAKELAND FL)

FL

07/08/2004 - 10/06/2008

GUNNALLEN FINANCIAL, INC (TAMPA FL)

MO

04/01/2003 - 07/21/2004

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

FL

04/10/2002 - 03/21/2003

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

NY

04/30/2001 - 05/25/2001

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

WI

11/18/1997 - 01/25/1999

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

FL

11/18/1997 - 01/25/1999

LEWIS & CLARK SECURITIES, INC. (TAMPA FL)

WI

02/19/1986 - 01/25/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

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Licenses & Designations

BC

Issued 04/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/1986

Series 4 - Registered Options Principal Examination

BC

Issued 09/12/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Margaret Tanner.
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