Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Holmes is a financial advisor with over 25 years of experience in the financial services industry. Maria is a Certified Financial Planner™ professional. Maria is currently registered with J.P. Morgan Securities LLC and has been with the firm since September 2020. Previously, Maria worked at BBVA Securities Inc. in Houston, Texas. Maria's experience includes portfolio management for businesses and individuals, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
12/21/2020 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
TX
12/15/2014 - 10/23/2018
BBVA SECURITIES INC. (HOUSTON TX)
MA
08/21/2013 - 08/26/2014
SANTANDER SECURITIES LLC (BOSTON MA)
IL
09/22/2009 - 08/09/2013
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
IL
05/29/2007 - 02/24/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
04/03/1997 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
NY
12/02/1991 - 12/15/1992
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
06/05/1991 - 07/06/1992
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
06/09/1988 - 09/21/1989
TRIPARK SECURITIES, INC.
NA
05/27/1987 - 06/21/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/03/1986 - 05/14/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
03/06/1985 - 02/17/1987
NODDINGS, CALAMOS AND ASSOCIATES, INC.
NA
07/17/1986 - 10/06/1986
PLANVEST CAPITAL CORPORATION
NA
07/29/1985 - 08/12/1986
PILOT FINANCIAL SERVICES, INC.
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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