Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Luigia Carluccio is a financial professional with over 12 years of experience in the industry. Maria has been registered with the state of New Jersey since 2018. She currently holds registrations with Cantor Fitzgerald & Co. and CF Secured, LLC. Maria specializes in providing investment advice and services to a wide range of clients. Maria is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/07/2018 - Present
CF Secured, LLC (SUMMIT NJ)
NY
03/27/2013 - 02/10/2015
COWEN EQUITY FINANCE LP (NEW YORK NY)
TX
02/08/2011 - 06/12/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NY
10/29/2009 - 01/03/2011
AUTOMATED EQUITY FINANCE MARKETS, INC. (NEW YORK NY)
BC
Issued 03/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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