Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Leticia Monroe has been a financial advisor for over 20 years, working with a wide range of clients. Maria has experience providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Maria is registered with LPL Financial LLC, and she has been working with them since March 2022. Before joining LPL Financial, Maria worked for a number of other firms, including Equitable Advisors, LLC, Cetera Financial Specialists LLC, and FSC Securities Corporation. Maria is also registered with the Financial Industry Regulatory Authority (FINRA) and holds a number of licenses, including Series 7, Series 24, Series 52TO, Series 62, Series 63, and Series 66. Maria is a dedicated professional with a strong commitment to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
04/11/2022 - Present
LPL Financial LLC (PHOENIX AZ)
AZ
08/11/2015 - 03/30/2022
EQUITABLE ADVISORS, LLC (SCOTTSDALE AZ)
AZ
08/13/2013 - 09/17/2014
CETERA FINANCIAL SPECIALISTS LLC (PHOENIX AZ)
GA
02/04/2009 - 04/20/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/04/2009 - 04/20/2012
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
04/09/2008 - 04/20/2012
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
02/04/2009 - 03/05/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
08/11/2006 - 03/26/2008
AIG RETIREMENT ADVISORS, INC. (PHOENIX AZ)
AZ
10/31/2005 - 05/12/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
03/30/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IL
01/14/2003 - 01/13/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
VA
10/17/2001 - 10/03/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
TX
09/07/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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