Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Kristine Tovar is a financial advisor with over 25 years of experience in the industry. Maria is currently registered with Northern Trust Securities, Inc. as a Registered Representative and Investment Advisor Representative. Maria also previously held registrations with Vision Investment Services, Inc. and BANC of America Investment Services, Inc. Maria has a broad base of experience in the industry. Maria has expertise in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/28/2015 - Present
Northern Trust Securities, Inc. (SAN FRANCISCO CA)
CA
07/16/2009 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
03/18/2008 - 03/25/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN MATEO CA)
CA
08/19/2003 - 10/04/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NY
01/10/2003 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/06/2002 - 01/14/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/01/1997 - 07/01/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/03/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BOTH
Issued 07/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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