Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Roloff has been in the financial services industry since January 11, 2009. Maria is currently registered with Northwestern Mutual Investment Services, LLC in Wisconsin. Maria holds Series 6, 7, 63 and 65 licenses. Maria has been with Northwestern Mutual for over 14 years, and is dedicated to helping individuals and families achieve their financial goals. Maria is committed to providing her clients with personalized financial advice and guidance, and believes in building strong, long-term relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
11/07/2023 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
IA
Issued 12/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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