Unclaimed
Maria Josefina Torres is a registered investment advisor representative with Wells Fargo Advisors Financial Network, LLC, located in Dallas, Texas. Maria is also a registered investment advisor. Maria has been in the financial services industry for over 10 years. Maria has passed both Series 63 and Series 65 exams as well as Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/19/2018 - Present
Wells Fargo Advisors Financial Network, LLC (DALLAS TX)
TX
05/23/2012 - 05/22/2015
NORTHERN TRUST SECURITIES, INC. (DALLAS TX)
TX
10/26/2011 - 05/09/2012
NORTHERN TRUST SECURITIES, INC. (ADDISON TX)
TX
11/29/2007 - 09/28/2011
NORTHERN TRUST SECURITIES, INC. (ADDISON TX)
IA
Issued 10/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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