Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Josefa Faddish is a financial advisor based in Boca Raton, Florida. Maria Josefa is registered with Herbert J. Sims & Co, Inc. and has been in the industry since July 13, 1999. She holds the Series 7, Series 9, Series 10, and Series 63 licenses. Prior to joining Herbert J. Sims & Co, Inc., Maria Josefa worked at UBS Financial Services Inc., Wachovia Securities, LLC, UBS PaineWebber Inc., and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/26/2012 - Present
Herbert J. Sims & CO, Inc. (BOCA RATON FL)
FL
03/09/2004 - 12/03/2012
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
MO
10/28/2002 - 01/30/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
03/05/1999 - 02/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/21/1998 - 03/12/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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