Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Baron is a financial advisor with J.P. Morgan Securities LLC. Maria has been in the financial services industry since 2000. Maria works with clients to develop financial plans, manage investment portfolios, and select other financial advisors. Maria also provides pension consulting services to businesses. Maria holds a Series 7, Series 9, Series 10, Series 63, and Series 66 license. Maria is registered in Michigan and Texas. Maria is a specialist in individual investors, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
MI
04/09/2019 - Present
J.p. Morgan Securities LLC (ROCHESTER HILLS MI)
MI
08/31/2016 - 06/20/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
MI
04/22/2016 - 06/15/2016
EF LEGACY SECURITIES, LLC (NOVI MI)
MI
11/09/2015 - 04/22/2016
SANDERS MORRIS HARRIS LLC (NOVI MI)
TX
02/20/2014 - 10/30/2015
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
MI
12/03/2012 - 02/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STERLING HEIGHTS MI)
CA
05/29/2007 - 06/02/2011
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/09/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
NJ
02/07/2005 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
GA
07/01/2004 - 11/09/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
05/21/2002 - 07/15/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NE
05/26/2000 - 04/05/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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