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Maria Jean Lindsley

Kestra Investment Services, LLC

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About Maria Jean Lindsley

Maria Lindsley is a financial advisor with over 25 years of experience in the financial services industry. Maria is currently registered with Kestra Investment Services, LLC in Texas, Arizona, and Minnesota. Maria's background includes experience with several firms including FSC Securities Corporation, Royal Alliance Associates, Inc., and Sagepoint Financial, Inc. Maria holds the Series 6, 7, 24, and 63 securities licenses.

Firm Information

Maria Lindsley is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Lindsley’s Registration & Firm History

TX

09/21/2022 - Present

Kestra Investment Services, LLC (AUSTIN TX)

GA

01/24/2018 - 08/27/2022

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

01/24/2018 - 08/27/2022

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

01/24/2018 - 08/27/2022

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

01/24/2018 - 08/27/2022

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

WI

01/11/2016 - 11/10/2017

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

01/11/2016 - 11/10/2017

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

WI

01/11/2016 - 11/10/2017

SII INVESTMENTS, INC. (APPLETON WI)

CA

05/19/2010 - 11/10/2017

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

MN

09/08/2001 - 07/14/2008

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

MN

07/27/1999 - 07/25/2001

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

CT

12/10/1993 - 07/27/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 05/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/07/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Jean Lindsley.
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