Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Ivey is a financial professional with over 20 years of experience in the industry. Maria is currently registered with National Financial Services LLC and holds several securities licenses, including Series 7, 9, 10, 63, and SIE. Previously, Maria has worked with Fidelity Brokerage Services LLC. Maria’s experience, coupled with her commitment to client service, makes her a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/31/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/18/2019 - 07/28/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
08/14/2006 - 01/25/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
05/30/2000 - 08/14/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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