Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Isabel Vaca is a financial professional with over a decade of experience in the industry. Maria is currently registered with PFS Investments Inc. in Hauppauge, New York. Previously, Maria was registered with J.P. MORGAN SECURITIES LLC in Brooklyn, New York and CHASE INVESTMENT SERVICES CORP. in New York, New York. Maria holds the Series 6, 7 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
05/23/2024 - Present
PFS Investments Inc. (Hauppauge NY)
NY
10/01/2012 - 10/13/2022
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
02/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BC
Issued 03/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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