Unclaimed
Maria Isabel Gonzalez is a financial professional with over 27 years of experience in the financial services industry. Maria Isabel Gonzalez has a broad range of experience, having worked for several firms, including J.P. Morgan Securities Inc., Prudential Securities Incorporated, and Cruttenden & Co., Inc. Maria Isabel Gonzalez holds a number of professional licenses and designations, including Series 66, Series 65, Series 63, Series 24, Series 23, Series 9, Series 10, SIE, and Series 7. Maria Isabel Gonzalez currently works for J.p. Morgan Securities LLC as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/11/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CA
05/27/2005 - 02/26/2007
COMERICA SECURITIES (COSTA MESA CA)
CA
12/03/2003 - 03/18/2005
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NY
05/17/2001 - 02/13/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/18/1994 - 07/31/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
12/02/1991 - 05/07/1992
CRUTTENDEN & CO., INC. (NEWPORT BEACH CA)
NY
10/19/1988 - 03/13/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/18/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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