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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Vaillant is a financial advisor with UBS Financial Services Inc. Maria is a seasoned professional with over 20 years of experience in the industry, serving clients in Coral Gables, FL. Maria specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and institutions. Maria has a broad range of experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Maria has a deep understanding of the financial markets and a commitment to providing personalized service to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
08/29/2016 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
01/03/2014 - 04/08/2016
MORGAN STANLEY (MIAMI FL)
FL
09/22/2010 - 12/16/2013
GLOBAL INVESTOR SERVICES, L.C. (MIAMI FL)
FL
07/28/2009 - 08/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NY
04/10/2002 - 10/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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