Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Cintron is a financial advisor with UBS Financial Services Inc., where she has been employed since January 2024. Prior to that, Maria worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Northbrook, IL from March 2013 to January 2024. She also worked at Santander Securities LLC in Boston, MA from June 2008 to August 2012. Maria is registered with the state of Illinois to provide investment advice. Maria is a Series 7 and 66 licensed advisor, as well as a Securities Industry Essentials (SIE) license holder. Maria has been in the financial services industry since February 8, 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/31/2024 - Present
UBS Financial Services Inc. (NORTHBROOK IL)
IL
04/04/2013 - 01/23/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
MA
06/24/2008 - 08/24/2012
SANTANDER SECURITIES LLC (BOSTON MA)
BOTH
Issued 07/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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