Unclaimed
Maria Herrera is a financial professional who has been in the industry since April 9, 2023. Currently, Maria Herrera is registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Maria Herrera has passed the Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/30/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 04/08/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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