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Maria Herrera

Fidelity Brokerage Services LLC

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About Maria Herrera

Maria Herrera is a financial professional who has been in the industry since April 9, 2023. Currently, Maria Herrera is registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Maria Herrera has passed the Series 99TO and SIE exams.

Firm Information

Maria Herrera is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Herrera’s Registration & Firm History

TX

01/30/2024 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 04/08/2023

Series 99TO - Operations Professional Examination

BC

Issued 02/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Herrera.
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