Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Guadalupe Sanmartin is a financial advisor with over 18 years of experience in the industry. Maria Guadalupe Sanmartin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Maria Guadalupe Sanmartin has also held previous registrations with METLIFE SECURITIES INC., ALLSTATE FINANCIAL SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., and IDS LIFE INSURANCE COMPANY. Maria Guadalupe Sanmartin holds Series 7, 9, 10, 66, and SIE licenses. Maria Guadalupe Sanmartin specializes in retirement planning, college savings, estate planning, and insurance. Maria Guadalupe Sanmartin works with a wide range of clients, including individuals, families, businesses, and institutions. Maria Guadalupe Sanmartin is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/12/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TACOMA WA)
WA
02/15/2012 - 09/07/2012
METLIFE SECURITIES INC. (TACOMA WA)
WA
02/22/2011 - 02/23/2012
ALLSTATE FINANCIAL SERVICES, LLC (LACEY WA)
TX
11/08/2005 - 02/09/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCALLEN TX)
MN
04/07/2004 - 11/10/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/07/2004 - 11/10/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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