Unclaimed
Maria Guadalupe Peralta catalan is a financial professional registered in Indiana. Maria is currently affiliated with Investment Distributors, Inc. Maria has been in the financial services industry for 6 years and has passed the Series 6, Series 63, and SIE exams. Maria has previous experience with PFS INVESTMENTS INC., BRIGHTHOUSE SECURITIES, LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC., and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/14/2024 - Present
Investment Distributors, Inc. (Covington KY)
GA
06/24/2024 - 07/31/2024
PFS INVESTMENTS INC. (DULUTH GA)
NC
04/19/2021 - 04/30/2024
BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)
IN
04/23/2019 - 04/20/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (FORT WAYNE IN)
IN
01/09/2018 - 05/01/2019
J.P. MORGAN SECURITIES LLC (FORT WAYNE IN)
BC
Issued 02/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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